Regulatory & Legal Disclosures
Required disclosures, regulatory filings, and legal notices governing the advisory relationship between Mercury Investment Group and its clients.
Form ADV Part 2A — Firm Brochure
Detailed disclosure of Mercury's advisory services, fees, investment strategies, conflicts of interest, disciplinary history, and other material information required by the SEC under the Investment Advisers Act of 1940.
SEC Registration & What It Means
Mercury Investment Group, LLC is registered as an investment advisor with the U.S. Securities and Exchange Commission under the Investment Advisers Act of 1940. Registration does not imply a specific level of skill or training, and it does not mean the SEC has approved or endorsed Mercury's investment strategy, advisory services, or any representation made on this website.
Registration is a regulatory status, not an endorsement. Prospective clients should review Form ADV Part 2A in full before engaging Mercury's advisory services. The Form ADV contains information about our background, services, fees, and conflicts of interest. Mercury's SEC registration number is listed in Form ADV Part 2A and may be verified through the SEC's Investment Adviser Public Disclosure database at adviserinfo.sec.gov.
Our Fiduciary Obligation to Clients
As a registered investment advisor, Mercury is subject to the Investment Advisers Act of 1940, which imposes a fiduciary duty on investment advisors in their relationships with clients. The fiduciary duty requires Mercury to act in the best interest of each client, to place client interests ahead of Mercury's own interests, and to provide full and fair disclosure of all material conflicts of interest.
Mercury is compensated exclusively through advisory fees paid directly by clients. We do not earn commissions on securities transactions, referral fees from third parties, or revenue from any financial product we recommend. This fee-only structure eliminates significant categories of conflict that are common in commission-based advisory models. Conflicts of interest are disclosed in Form ADV Part 2A.
Past Performance & Forward-Looking Statements
Past performance is not indicative of future results. All performance information presented on this website, including the Mercury Investment Composite, represents historical results and does not guarantee comparable future performance. Investment results will vary depending on the size of the account, timing of contributions and withdrawals, fees charged, and other individual factors.
Any statements on this website regarding future events, performance expectations, market conditions, or investment outcomes are forward-looking statements and are not guarantees. These statements reflect Mercury's views at the time of publication and may change without notice. The Mercury Investment Composite includes all discretionary accounts managed according to Mercury's primary strategy since January 1, 2002. Results are presented net of all advisory fees and transaction costs.
Website Terms & No Offer of Securities
The information on this website is provided for informational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any security or investment product. No information on this website should be construed as a recommendation with respect to any particular security or investment strategy.
Mercury does not guarantee the accuracy, completeness, or timeliness of information on this website. Market conditions, regulatory requirements, and firm information are subject to change. Mercury has no obligation to update website content to reflect changes in circumstances after publication. This website does not constitute a general solicitation in any jurisdiction where Mercury is not registered or exempt from registration.
Links to third-party websites are provided for convenience only. Mercury does not endorse, control, or assume responsibility for the content of any third-party website.
Mercury Investment Group, LLC is a registered investment advisor with the U.S. Securities and Exchange Commission. Registration does not imply a specific level of skill or training. The information on this website is for informational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any security.
Past performance is not indicative of future results. All investments involve risk, including the potential loss of principal. The value of investments may increase or decrease. Investors should consider their investment objectives, risk tolerance, and time horizon before investing.